Liste US amerikanischer Konsortialführer

Eingangs eine Liste der aktivsten Konsortialführer ("Underwriter") auf dem US amerikanischen IPO Markt im bisherigen Verlauf des Jahres 2001.

An erster Stelle steht der US Ableger der schweizerischen Großbank Credit Suisse mit insgesamt 13 IPOs.

Credit Suisse First Boston 13

Merrill Lynch & Co. 10

Morgan Stanley Dean Witter 7

Goldman, Sachs & Co. 6

Salomon Smith Barney 5

Lehman Brothers 5

Im Folgenden eine Aufstellung aller konsortialführenden US Investmentbanken, die im US amerikanischen IPO (Initial public offering) Markt tätig sind.

A.G. Edwards & Sons, Inc. St. Louis, MO (314) 955-3000

ABN AMRO Chicago Corporation ,

ABN AMRO Rothschild Chicago, IL (312) 855-7600

Ace Diversified Capital, Inc.

Adams, Harkness & Hill, Inc. Boston, MA (617) 371-3900

Advest, Inc. Hartford, CT (860) 509-1000

AIB Capital Markets ,

All -Tech Investment Group, Inc. Montvale, NJ (888) 328-8246

Allen & Company Incorporated New York, NY (212) 832-8000

Allen C. Ewing & Co. Fernandina Beach, FL (904) 321-0400

Alpha Finance U.S. Corporation New York, New York (212) 656-9100

American Fronteer Financial Denver, CO (303) 860-1700

Ameritrade Omaha, NE 1-800-669-3900

Anderson & Strudwick Incorporated Richmond, VA (800) 767-2424

Andrew, Alexander, Wise & Company, Inc.

Aragon Securities AB ,

ARNHOLD AND S. BLEICHROEDER, INC. ,

Ashtin Kelly & Co. Naples, FL (800) 770-8280

Ater Wynne Hewitt Dodson & Skerritt ,

Ater Wynne Hewitt Dodson & Skerritt ,

Auerbach, Pollak & Richardson, Inc. Stamford, CT (203) 324-2333

Banc of America Securities LLC San Francisco, CA (415) 627-2000

Banc Stock Financial Services, Inc. Columbus, OH (800) 347-2265

Banco Bilbao Vizcaya Argentaria, S.A. ,

Bank Julius Baer & Co. ,

Bank of America International Limited ,

Bank Sarasin & Cie ,

Barington Capital Group, L.P. New York, NY (212 974-5700

Barron Chase Securities, Inc. Boca Raton, FL (800) 747-1202

BB&T Capital Markets

Bear, Stearns & Co. Inc. New York, NY (888) 473-3819

Bear, Stearns International Limited ,

Berthel Fisher & Company Financial Services, Inc. Cedar Rapids, IA (800) 356-5234

BES Investimento Lisboa, (351-21) 315 83 31

Black and Company, Inc. Portland, OR (800) 325-0599

Blaylock & Partners, L.P. ,

BlueStone Capital Partners, L.P. New York, NY (800) 236-0835

BMO Nesbitt Burns Securities Inc.

BNP PARIBAS New York, NY 212) 841-2000

BOC International ,

Boenning & Scattergood, Inc. Pottstown, PA (610) 327-0600

Bozano, Simonsen Securities, Inc. ,

Brean Murray & Co., Inc ,

BREAN MURRAY & CO., INC. ,

Brookstreet Securities Corporation Irvine, CA (949) 852-6800

BT Alex. Brown

Burnham Securities Inc. New York, NY

C.E. Unterberg, Towbin New York, NY (212) 572-8000

CA IB Investmentbank AG ,

Cambridge Capital, LLC

Cantor Fitzgerald New York, NY (212) 938-5000

Capital Bay Securities ,

Capital Resources, Inc.

Capital West Securities, Inc. Oklahoma City, OK (405) 235-5710

Cardinal Capital Management, Inc.

Cazenove & Co. London, England

Charles Schwab & Co., Inc. Phoenix, AZ (602) 852-3500

Charles Webb & Company Dublin, OH (614) 766-8400

Chase H&Q San Francisco, CA (415) 439-3000

Chase Securities Inc. New York, NY (212) 270-0740

Chatfield Dean & Co. Greenwood Village, CO (800) 723-3326

China International Capital Corp. ,

Choice Investments, Inc. Austin, TX (512) 320 6099

CIBC World Markets New York, NY (800) 999-OPCO

CLEARY GULL REILAND & MCDEVITT INC. ,

CLSA Emerging Markets ,

Coast Partners Securities, Inc.

Cochran, Caronia Securities Chicago, IL 312-425-9335

Cohig & Associates, Inc. Englewood, CO (800) 289-5691

Coleman and Company Securities, Inc. Nashville, TN

Commerzbank New York, NY (212) 266-7200

Commonwealth Associates New York, NY (212) 829-5800

Comprehensive Capital Corporation Westbury, NY (516) 832-8600

Conning & Company Hartford, CT (860) 520-1599

Craig Hallum Capital Group, Inc. ,

Credit Lyonnais Securities (USA) Inc. New York, NY (212) 408-5888

Credit Suisse First Boston New York, NY (212) 325 2000

CSFBdirect Inc. Jersey City, NJ (877) 355-4476

D. E. Frey Company.

D.A. Davidson & Co. Great Falls, MT (406) 727-4200

Dain Bosworth Inc ,

Dain Rauscher Wessels Minneapolis, MN (612) 371-2800

Daiwa Securities America Inc. New York, NY (212) 612-7000

Davy Stockbrokers Dublin 2, IRELAND 353-1-6797788

DBS Bank ,

Deutsche Banc Alex. Brown Baltimore, MD (800) 776-7564

Deutsche Bank Securities New York, NY (212) 469-5000

Dirks & Company, Inc. New York, NY (212) 832-2640

Discover Brokerage Direct

DnB Markets ,

Donald & Co. Securities Inc. ,

Donaldson, Lufkin & Jenrette International ,

Dongwon Securities ,

Dresdner Kleinwort Benson ,

Dresdner Kleinwort Benson North America Inc. New York, NY (212) 429-2000

Dresdner Kleinwort Wasserstein ,

E*Offering San Francisco, CA (415) 618-6200

E*Trade Securities Palo Alto, CA (650) 842-2500

EBI Securities Corporation Englewood, CO (800) 289-5691

Edgar M. Norris & Co., Inc.

Edward D. Jones & Co., LLP ,

Emerson Bennett & Associates, Inc.

Empire Financial Group, Inc. Longwood, FL (407) 774-1300

Enskilda Securities ,

Epoch Partners San Francisco, CA (415) 315-3100

Equity Securities Investments, Inc. ,

Everen Securities, Inc. Chicago, IL (312) 574-6000

FAC/Equities Albany, NY (800) 462-6242

Fahnestock & Co. Inc New York, NY (212) 668-8000

FAS Wealth Management Services, Inc. Fort Lauderdale, FL (954) 351-4222

Ferris, Baker Watts Incorporated Baltimore, MD (800) 436-2000

Fidelity Capital Markets New York, NY (888) 326-7763

Fifth Third/The Ohio Co Grosse Point Farms, MI (313) 882-9440

First Analysis Securities Corporation

First Colonial Securities Group, Inc. Marlon, NJ (800) 828-7658

First Equity Corporation Catonsville, MD (800) 922-5626

First Financial Equity Corporation

First London Securities Corporation Dallas, TX (214) 220-0690

First Madison Securities, Inc. Princeton, NJ (609) 683-7444

First Montauk Securities Corp. Mineola, NY (516)248-2171

First Security Van Kasper San Francisco, CA (800) 652-1747

First Union Securities, Inc. ,

First Union Securities, Inc.

Fisher Wayland Cooper Leader & ,

Fisher Wayland Cooper Leader & ,

Flagstone Securities, LLC ,

Fleet Securities, Inc. ,

FOX-PITT, KELTON INC. ,

Fried, Frank, Harris, Shriver & Jacobson ,

Friedman, Billings, Ramsey & Co., Inc. Arlington, VA (800) 846-5050

Gabelli & Company, Inc. ,

Gaines, Berland Inc. Bethpage, NY (516) 470-1000

George K. Baum & Company Salt Lake City, UT (801) 538-0351

Gerard Klauer Mattison & Co., Inc. New York, NY (212) 885-4000

Gilford Securities Incorporated New York, NY (212) 888-6400

GKN SECURITIES CORP. ,

Global Financial Group, Inc. Minneapolis, MN (800) 321-1894

Goldman Sachs International ,

Goldman, Sachs & Co. New York, NY (212) 902-1000

Goldman, Sachs Nikko ,

Gruntal & Co., L.L.C. New York, NY (212) 820-8200

GunnAllen Financial Tampa, FL (813)-282-0808

H.C. Wainwright & Co., Inc. Boston, MA (800) 727-7176

Hagerty Stewart

Hampshire Securities Corporation ,

Hanifen, Imhoff Inc. Denver, CO (303) 296-2300

Harvard Funding Group, Inc. ,

HCFP/Brenner Securities New York, NY (212) 707-0300

HD Brous & Co., Inc. Great Neck, NY (800) 382-7170

Hoak Breedlove Wesneski & Co. Dallas, TX (972) 702-7064

Hoefer & Arnett Incorporated

Hornblower & Weeks, Inc. New York, NY (212) 361-2266

Howard Weil ,

Howard, Weil, Labouisse, Friedrichs ,

Howe, Barnes Investments, Inc. Chicago, IL (312) 930-2900

HSBC ,

ING Barings Boston, MA (617)310 5100

Institutional Equity

Interstate/Johnson Lane Corporation Charlotte, NC (800) 929-0724

Invemed Associates, Inc. New York, NY (212) 421-2500

InverCaixa Valores ,

ISG Solid Capital Markets, LLC New York, NY (212) 350-4610

J. W. Korth & Company Framington Hills, MI (248) 855-4500

J.C. Bradford & Co. Nashville, TN (800) 251-1060

J.J.B. Hilliard, W.L. Lyons, Inc. Louisville, KY (800) 444-1854

J.P. Morgan & Co. New York, NY (212) 483-2323

J.P. Morgan Chase & Co.

J.P. Turner & Company, L.L.C. Atlanta, GA (404) 479-8300

J.W. Barclay & Co., Inc.. New York, NY (800) 967-7002

Janda & Garrington LLC

Janney Montgomery Scott Inc. Philadelphia, PA (215) 665-6520

Janssen/Meyers Associates, L.P. New York, NY (212) 742-4200

Jardine Fleming Central, Hong Kong (852) 2843 8888

Jefferies & Company, Inc. Los Angeles, CA (310) 445-1199

John G. Kinnard and Company, Incorporated Minneapolis, MN (800) 444-7884

Johnson Rice & Company L.L.C. ,

Johnson Rice & Company ,

Jolson Merchant Partners San Francisco, CA (415) 263-1333

Joseph Charles & Associates, Inc. Boca Raton, FL (561) 391-9090

Joseph Dillon & Company, Inc.

Joseph Gunnar Los Angeles, CA

Joseph Gunnar & Co. New York, NY (212) 440-9670

Joseph Stevens & Company, Inc. New York, NY (800) 609-9000

Josephthal & Co. Inc. New York, NY (800) 334-6696

Kashner Davidson Securities Corporation Sarasota, FL (941) 951-2626

Kaufman Bros., L.P. New York, NY (212) 292-8100

KBC Securities , Brussels +32 (0)2 / 417.44.04

Keefe, Bruyette & Woods, Inc. New York, NY (212) 323-8300

Kelton International Limited London, England 011441718783498

Klein Maus And Shire Incorporated

L. H. Friend, Weinress,Frankson & Presson, Inc. Irvine, CA (949) 852-9911

Ladenburg Thalmann & Co. Inc. New York, NY (212) 409-2000

Laidlaw Global Securities, Inc. New York, NY (212) 376-8800

LaSalle St. Securities, Inc. Rhinelander, WI (715)369-5444

Lazard Freres & Co. LLC New York, NY (212) 632-6000

Leerink Swann & Company ,

Legg Mason Wood Walker Incorporated Baltimore, MD (410) 539-3400

Lehman Brothers New York, NY (212) 526-7000

Lehman Brothers International New York, NY (212) 526-7000

LG Investment & Securities ,

LM Capital Securities, Inc.

Lombard Odier & Cie ,

M.R. Beal & Company New York, NY (212) 983-3930

Macdonald Investments Inc. Fort Wayne, IN (219) 423-6380

Madison Capital Markets Corp.

Marion Bass Securities Corporation Raleigh, NC (800) 334-8172

Mason Hill & Co. New York, NY (212) 425-3000

May Davis Group, Inc. New York, NY (212) 775-7400

McDonald & Company Securities, Inc. Cleveland, OH (216) 443-2300

McDonald Investments Inc. Cleveland, OH (216) 443-2300

Medio Banca

MERIDIAN CAPITAL GROUP, INC. ,

Merrill Lynch & Co. New York, NY (212)449-1000

Merrill Lynch International ,

Millenium Financial Group La Jolla, CA (619) 453.3850

Mills Financial Services, Inc. Chicago, IL (312) 977-3006

MIZUHO INTERNATIONAL PLC ,

Monness, Crespi, Hardt & Co. ,

Morgan Keegan & Company, Inc. Memphis, TN (800) 366-7426

Morgan Schiff & Co., Inc.

Morgan Stanley Dean Witter New York, NY (212) 392-2222

National Securities Corporation Seattle, WA (206) 622-7200

NationsBanc Montgomery Securities LLC San Francisco, CA 415-627-2000

NBC International, Inc. (USA) ,

Needham & Company, Inc. New York, NY (212) 371-8300

Neidiger, Tucker, Bruner, Inc. Denver, CO (303) 825-1825

Network 1 Financial Securities, Inc. Red Bank, NJ (800) 886-7007

New York Broker Inc. Fairfax, VA (703) 934-6065

NikkoSalomonSmithBarney ,

Noble International Investments, Inc. ,

Nolan Securities, Inc.

Nomura Securities International, Inc. New York, NY (212) 667-9300

Nutmeg Securities, Ltd. West Port, CT (203) 226-5343

Oddo Pinatton ,

Oscar Gruss and Son Incorporated New York, NY (212) 759-2020

Pacific Crest Securities Inc. Portland, OR (503) 248-0721

Pacific Growth Equities, Inc. San Francisco, CA (415) 274-6800

PaineWebber Incorporated New York, NY (212) 713-2000

PaineWebber International ,

Paradise Valley Securities, Inc. Phoenix, AZ (602) 953-7980

Paribas Capital Markets Group ,

Paribas Corp ,

Pauli Johnson Capital & Research Incorporated St. Louis, MO (314) 863-3300

Paulson Investment Company, Inc. Portland, OR (503) 243-6000

Peacock, Hislop, Staley & Given, Inc. ,

Pennsylvania Merchant Group LTD West Conshohocken, PA (800) 366-3764

Petrie Parkman & Co. Denver, CO (303)292-3877

PMG Capital West Conshohocken, PA (610) 260-6200

Prime Charter Ltd. New York, NY (212) 977-0600

Prudential Securities Incorporated New York, NY (212) 214-1000

Prudential Vector Healthcare ,

Prudential Volpe Technology Group New York, NY (415) 274-4400

Punk, Ziegel & Company New York, NY (212) 308-9494

Putnam Lovell Securities San Francisco, CA (415) 283-1500

Ragen Mackenzie Incorporated Seattle, WA (206) 343-5000

Ramirez & Co., Inc. ,

RAUSCHER PIERCE REFSNES, INC. ,

Raymond James & Associates, Inc. St. Petersburg, FL (813) 573-3800

RBC Dominion Securities Corporation Medicine Hat, Alberta (403) 529-9111

RH Investment Corporation

RJ Steichen & Co Minneapolis, MN (800) 328-4836

Robert Fleming Inc. ,

Robert W. Baird & Co. Incorporated Milwaukee, WI (800) 792-2473

Robertson Stephens Boston, MA (617) 434-2200

ROBERTSON STEPHENS INTERNATIONAL LIMITED ,

Rockcrest Securities L.L.C. Dallas, TX (214) 599-0007

Rockefeller Securities Group, Inc.

Roney Capital Markets Detroit, MI (313) 963-6700

Roth Capital Partners Newport Beach, CA (800 )678-9147

Royce Investment Group, Inc. Woodbury, NY (516) 364-8300

Ryan, Beck & Co. Livingston, NJ (800) 342-2325

Ryan, Lee & Company, Inc. McLean, VA (703) 847-3100

Salomon Smith Barney New York, NY (212) 642-7660

SalomonSmithBarney Americas ,

Sanders Morris Harris Houston, TX (713) 224-3100

Sanders Morris Mundy

Sandler O'Neill & Partners, L.P. Great Neck, NY (516) 829-3410

Sanford C. Bernstein & Co., Inc.

Schneider Securities, Inc. Denver, CO (800) 822-0224

Schroder & Co. Inc. New York, NY (212) 492-6000

Schroder Salomon Smith Barney ,

SCHRODERS ,

Schroders Leerink Swann & Company

Scotia Capital Toronto, Ontario, (416) 863-7411

Seaboard Securities, Inc.

Securities Corporation ,

Security Capital Trading, Inc. Greenwich, CT

Self-Underwritten

SG Cowen New York, NY (212) 278-6000

SG Investment Banking ,

Simmons & Company International Houston, TX (713) 236-9999

Smith Barney Inc. ,

SOUNDVIEW FINANCIAL GROUP, INC. ,

Soundview Financial Group, Inc. ,

Southcoast Capital L.L.C. ,

Southeast Research Partners, Inc. New York, NY (212) 208-6640

Southwest Securities Dallas, TX (800) 338-1300

Spencer Edwards, Inc. Englewood, CO (303) 740-8448

Squire, Sanders & Dempsey L.L.P. ,

Stephens Inc. Little Rock, AR (501) 374-4361

Sterne, Agee & Leach, Inc. Birmingham, AL (800) 633-4638

Stifel, Nicolaus & Company Incorporated St. Louis, MO

Strasbourger Pearson Tulcin Wolff Inc. New York, NY (212) 952-7500

Suntrust Equitable Securities Nashville, TN (615) 780-9300

Sutro & Co. Incorporated San Francisco, CA (415) 445-8323

Tarpon Scurry Investments, Inc. Sarasota, FL (941) 917-0770

TD Securities New York, NY (212) 827-7300

Tejas Securities Group, Inc. Austin, TX (800) 846-6803

THE BUCKINGHAM RESEARCH GROUP, INCORPORATED ,

The Chapman Co.

The First American Investment Banking Corporation

The New China Hong Kong Securities Ltd.

The Ohio Company ,

The Robinson-Humphrey Company Atlanta, GA (404) 266-6000

The Seidler Companies Incorporated ,

THINKEQUITY PARTNERS ,

Thomas Weisel Partners, LLC San Francisco, CA (415) 364-2500

To Be Announced

Trident Securities, Inc. Raleigh, NC (800) 222-2618

Tucker Anthony Cleary Gull New York, NY (212) 225-8000

Tucker Anthony Sutro Capital Markets Boston, MA (617) 725-1764

U.S. Bancorp Piper Jaffray Inc. Minneapolis, MN (612) 342-6000

UBS Securities New York, NY (212) 230-4656

UBS Warburg New York, NY

UTENDAHL CAPITAL PARTNERS, L.P. New York, NY (212) 797-2505

Vector Securities International, Inc.. Deerfield, IL (847) 940-1970

Vectormex Incorporated New York, NY (212) 407-5500

VMR CAPITAL MARKETS ,

Volpe Brown Whelan & Company ,

Vontobel Securities Ltd. New York, NY (212) 826-5600

Vorys, Sater, Seymour and Pease LLP ,

W.R. Hambrecht & Company, LLC San Francisco, CA (415) 551-8600

Wachovia Securities, Inc.

Walsh Manning Securities, LLC New York, NY (212) 422-5700

Wasserstein Perella Securities, Inc. New York, NY (212) 969-2700

Weatherly Securities Corporation New York, NY (212) 412.7200

Web Street Securities, Inc. Chicago, IL (888) FAX-8600

Wedbush Morgan Securities Los Angeles, CA (213) 688-8000

Wells Fargo Van Kasper San Francisco, CA 415.391.5600

Werbel-Roth Securities, Inc. Boca Raton, FL

West America Securities Corp. Westlake Village, CA (800) 935-9378

WestLB Panmure Limited ,

Westminster Securities Corporation New York, NY (800) 553-6428

WestPark Capital Los Angeles, CA (310) 843-9300

Westport Resources Investment Services, Inc. Westport, CT (800) 935-0222

Whale Securities Co., L.P. New York, NY (212) 484-2057

Wheat First Butcher Singer ,

Wheat First Securities ,

William Blair & Co Chicago, IL (312) 236-1600

William R. Hough & Co. Jacksonville, FL 904-355-2405

Wit Soundview New York, NY